Regulatory Update and Recent SEC Actions - January 2023 | Bl

Regulatory Update and Recent SEC Actions - January 2023 | Blank Rome LLP

REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC...

Related Keywords

New York , United States , Georgia , Estonia , Denmark , Brazil , Spain , Bahamas , The , Chicago , Illinois , America , Spanish , Brazilian , American , Estonian , Catherine Cortez Masto , Lawrence Billimek , Jose Ramiro Coronado Reyes , Alan Williams , Penelope Zbravos , Stuarta Jeffery , Jeffreyk Galvani , Ramon Antonio Perez Arias , Katie Porter , Keithe Cassidy , Gary Gensler , Megan Barbero , Juan Antonio Tacuri Fajardo , Amanda Fischer , George Iakovou , Senate Committee On Banking , Division Of Examinations , United States District Court , Division Of Trading , Investors Choice Advocacy Network , Division Of Enforcement , Investment Company , Denmark The Bank , Us District Court , National Association Of Securities Dealers Inc , Office Of Information , Investment Company Act Swing Pricing Rule , Division Rulemaking Office , Amendments To Modernize Fund Shareholder , Grayscale Investments , Department Of Justice , Regulatory Affairs , Blockchain Association , Financial Services , Division Of Investment Management , Exchange Commission , Rulemaking Office , Oversight Requirements For Certain Services , A Nationally Recognized Statistical Rating Organization , Information In Fund Advertisements , Cleary Gottlieb Steen Hamilton , Intergovernmental Affairs , Securities Exchange , Charles Schwab Corporation , Coinbase Inc , Investment Company Act The Names Rule , United States Court , Investment Company Act The Liquidity Rule , Division Technology Controls Program , Investment Adviser Company , End Fund Liquidity Risk Management Programs , Division Of Examinations The , Washington Center , Home Office , United States Senate , Commodity Futures Trading Commission , Vika Ventures , A Bank , House Committee On Financial Services , Cybersecurity Program Office , Broadridge Financial Solutions Inc , Greiner , Grayscale Bitcoin Trust The , Financial Industry Regulatory Authority Inc , Us Department Of Labor , Supreme Court , Forcount Trader Systems Inc , Asset Management Advisory Committee , Us Department Of Justice Civil Appellate , Department Of Justice Office Legislative Affairs , Deputy General Counsel , General Counsel , Justice Civil Appellate , Deputy Director , Associate Director , Acting Director , Investment Management , Deputy Associate Director , Cleary Gottlieb Steen , Natasha Vij Greiner , Deputy Directors , National Associate Director , Technology Controls Program , Cybersecurity Program , United States Marine Corps Reserve , Executive Officer , Private Funds Unit , Acting Chief Counsel , Assistant Chief Counsel , Senior Counselor , Chair Gensler , Policy Director , Equitable Growth , Capitol Hill , Congresswoman Katie Porter , Professional Staff , Senate Committee , Urban Affairs , Policy Advisor , Deputy Staff Director , House Committee , Rulemaking Agenda , Deregulatory Actions , Securities Exchange Act , Comment Period , Proposed Rule , Share Repurchase Disclosure , Investment Company Act , Regulation Best , Regulation Best Execution , National Association , Securities Dealers , Financial Industry Regulatory Authority , Best Execution , Municipal Securities Rulemaking Board , Federal Register , Modernize Rule , Trading Plans , Exchange Act , Response Brief , Ongoing Spot Bitcoin , Grayscale Bitcoin Trust , Columbia Circuit , Inflation Reduction Act , Identity Theft , Risk Alert , Strategic Plan , Labor Issues Final Regulations Allowing , Selecting Investments , Exercising Shareholder , Employee Retirement Income Security Act , Enforcement Results , Enhance Proxy Voting Disclosure , Registered Investment Funds , Require Disclosure , Institutional Investment , Dodd Frank Wall Street Reform , Consumer Protection , Open End Fund Liquidity Risk Management Programs , Liquidity Rule , Swing Pricing , Swing Pricing Rules , New Oversight Requirements , Certain Services Outsourced , Investment Advisers Act , Modernize Fund Shareholder Reports , Promote Transparent , Expense Related Information , Securities Act , Compensation Recovery Listing Standards , Final Rules , Consumer Protection Act , Asset Management , Announces New Proxy Polling , Broadridge Financial Solutions , Rule Amendments , Electronic Recordkeeping Requirements , Security Based Swap , Investment Adviser Considerations , Management Advisory Committee , New Investment Adviser Marketing , Advisers Act , Marketing Rule , Advisers Act Rule , Financial Services Professional , Consolidated Audit Trail , Southern District , Four Individuals , Crypto Pyramid Scheme , Targeted Spanish Speaking , Francisley Valdevino Da Silva , Forcount Trader Systems , Forcount Trader , Defrauding Investors , Crypto Asset Trading , Misleading Investors , Its Anti Money Laundering Compliance Failures , United States Attorney , Special Crime , Six Million Dollar Fraudulent , Vika Venture , Middle District , Asset Management Firm , Hits Policies , Procedures Involving ,

© 2025 Vimarsana