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<p><span>Good morning. Thank you, Eric, for the ICI’s gracious invitation and your own kind welcome. After so long apart during the pandemic, this opportunity to see one another face-to-face and to speak in person is a most welcome return to something like normality.</span></p>
In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism and various new and revised SEC rules.
The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC Principal Deputy General Counsel, will be appointed…
REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC...
The weekly recap of new hires, promotions and job changes in capital markets trading and technology.