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Remarks At The ICI Investment Management Conference, William Birdthistle, SEC Director, Division Of Investment Management, Palm Desert, California, March 20, 2023

<p><span>Good morning. Thank you, Eric, for the ICI’s gracious invitation and your own kind welcome. After so long apart during the pandemic, this opportunity to see one another face-to-face and to speak in person is a most welcome return to something like normality.</span></p> ....

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Investment Management Update - February 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism and various new and revised SEC rules. ....

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Regulatory Update and Recent SEC Actions

The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC Principal Deputy General Counsel, will be appointed… ....

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Regulatory Update and Recent SEC Actions - January 2023 | Blank Rome LLP

REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC. ....

New York , United States , Catherine Cortez Masto , Lawrence Billimek , Jose Ramiro Coronado Reyes , Alan Williams , Penelope Zbravos , Stuarta Jeffery , Jeffreyk Galvani , Ramon Antonio Perez Arias , Katie Porter , Keithe Cassidy , Gary Gensler , Megan Barbero , Juan Antonio Tacuri Fajardo , Amanda Fischer , George Iakovou , Senate Committee On Banking , Division Of Examinations , United States District Court , Division Of Trading , Investors Choice Advocacy Network , Division Of Enforcement , Investment Company , Denmark The Bank , Us District Court ,

ON THE MOVE: Dan Berkovitz to Leave SEC; OSC Names Kevan Cowan

The weekly recap of new hires, promotions and job changes in capital markets trading and technology. ....

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