Technology Controls Program News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Position: ATTORNEY ADVISER Location: BRO, CHRO, DRO, LARO, NYRO, PLRO, SFRO, HQ, SLRO, ARO, FWRO, MIRO Salary: $107,846 – $259,590 per year Open & closing dates: 08/07/2023 to 08/21/2023 Job Link:  https://www.usajobs.gov/job/741844700 Summary The Division of Examinations is seeking skilled candidates to serve as an Attorney-Adviser, SK-0905-13/14 to perform examinations and duties involving the crypto asset market. This position is located at SEC offices throughout the country. Conditions of Employment CITIZENSHIP: This position is open to US Citizens. You must possess a J.D. or LL...

Position: SUPERVISORY ATTORNEY ADVISER Location: BRO, CHRO, DRO, LARO, NYRO, PLRO, SFRO, HQ, SLRO, ARO, FWRO, MIRO Salary: $131,270 – $272,100 per year Open & closing dates: 08/04/2023 to 08/17/2023 Job Link: https://www.usajobs.gov/job/741485800 Summary This position is in the Technology Controls Program (TCP) within the Division of Examinations and will be located in either Chicago, IL, New York, NY, or Washington, DC. TCP has primary responsibility for oversight and technology examinations of self-regulatory organizations as well as for broker-dealers and investment advisers. Cond...

The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC Principal Deputy General Counsel, will be appointed…

REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC...

more than 500 municipal advisors, the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), the Securities Investor Protection Corporation (SIPC) and the Public Company Accounting Oversight Board (PCAOB). Over the past several years, in addition to responding to the growth in the investment adviser and national securities exchange populations, the Division has assumed examination responsibilities for many new types of registered entities – including private fund advisers, municipal advisors, Regulation SCI entities, and soon-to-be registered secu...