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SEC Marketing Rule Update: Additional Focus Areas In Examinations - Securities - Vimarsana News

SEC Marketing Rule Update: Additional Focus Areas In Examinations - Securities

Published: June 27, 2023

On June 8, 2023, the staff ("Staff") of the SEC's Division of Examinations ("Division") released a Risk Alert[1] ("Risk Alert"), alerting registered investment advisers ("Advisers") to additional...

Source: mondaq.com
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10 Undercover Operations That Just Didn't Work Out - Vimarsana News

10 Undercover Operations That Just Didn't Work Out

Published: April 28, 2023

Undercover operatives have one of the toughest jobs in law enforcement, and their activities can help bring down even the most bulletproof of criminal

Source: listverse.com
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