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Lawmakers from both sides of the aisle pressed a top Securities and Exchange Commission official to overhaul or scrap the agency's proposal to require open-end funds to use swing pricing. ....
SEC’s Division of Investment Management: Conference on Emerging Trends in Asset Management Introduction by Director William A. Birdthistle Washington, DC May,… ....
SEC.gov | Conference on Emerging Trends in Asset Management sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.
On 15 December 2021, the Securities and Exchange Commission (the SEC) proposed amendments to Rule 2a-7 under the Investment Company Act of 1940, as amended (the 1940 Act) (the Proposed. ....