Page 3 - Worldsource Financial Management News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Stay updated with breaking news from Worldsource financial management. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

Top News In Worldsource Financial Management Today - Breaking & Trending Today

Addressing the conflict of proprietary products

Michelle Schriver
This article is the second in a series covering the changes taking place this year some on June 30, others on Dec. 31 as the Canadian Securities Administrators’ client-focused reforms are implemented. Read the first story on advisor compensation here.
This week, firms will provide new disclosures to clients about conflicts, including how they address the conflict of offering proprietary products.
The new disclosure statements due Wednesday are part of the client-focused reforms (CFRs). Dealers and advisors must identify and address material conflicts in clients’ best interests, and provide written disclosure to clients.
For firms, addressing the conflict of proprietary products means implementing controls. For example, the CFRs’ companion policy suggests that firms with only proprietary products could ensure their products are competitive by conducting periodic due diligence on comparable non-proprietary products. Firms with mixed shelve ....

City Of , United Kingdom , Reggie Alvares , Borden Ladner Gervais , Matthew Prew , Michael Taylor , Richard Rizi , Worldsource Financial Management Inc , Capital Markets Modernization Taskforce , Worldsource Financial Management , Canada Life , Investment Planning Counsel , நகரம் ஆஃப் , ஒன்றுபட்டது கிஂக்டம் , பார்த்தேன் லாட்னேற் கேருவைச் , மைக்கேல் டெய்லர் , கனடா வாழ்க்கை , முதலீடு திட்டமிடல் ஆலோசனை ,

Appointment Notices | Investment Executive

Richard McIntyre, Head of Sales, Manulife Securities
Manulife Securities is pleased to announce the appointment of Richard McIntyre as the new Head of Sales, effective immediately.
Richard will be based at Manulife Securities’ head office in Oakville and will report to Rick Annaert, President & CEO, Manulife Securities.
Prior to his appointment to this position, Richard was Head of Wealth Management Financial Advisory Division at Dundee and Managing Director & Head of Scotia Private Client Group, Richard has led key aspects of the wealth management industry, working with independent financial advisors in Canada and the UK for over 20 years. Richard will share his leadership, operational experience, and passion for customer care with Manulife Securities. ....

United States , United Kingdom , Trish Nielsen , Jordyw Chilcott , John Killeen , Michael Lynds , Picton Mahoney , Mario Cloutier , Tim Gillrie , David Picton , Giorje Kaniouras , Richard Rizi , Pooja Wallia , Laval University , Picton Mahoney Fortified Alternative Fund , Actuarial Society , Sales Leadership Team , Investment Services , National Sales , Queen Executive Development , Institute Of Actuaries , Guardian Capital Group Limited , Toronto Stock Exchange , Health Insurance Association , Worldsource Financial Management Inc , Manulife Bank National Head Of Broker Sales ,