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Remarks At Investor Advisory Committee Meeting, SEC Commissioner Hester M. Peirce, March 11, 2021


Remarks At Investor Advisory Committee Meeting, SEC Commissioner Hester M. Peirce, March 11, 2021
Date
11/03/2021
Thank you Jennifer [Marietta-Westberg] and the rest of the Committee for holding today’s meeting. Welcome to Brian Hellmer and Leslie Van Buskirk. The last several months have seen unprecedented national attention on our capital markets thanks to the meme stock trading events. Even as we look critically at what happened, a moment like this, when we have a broad and interested audience, is also a wonderful opportunity an opportunity to tell the real story of wealth creation in the capital markets and to invite more Americans to take part in that story. It is not a story of getting rich over night, but rather a story of building America through investments that enable companies to grow, thrive, and enrich their shareholders, who, in turn, can use the profits to educate their children, buy homes, and build a family nest egg. This story will be more powe ....

United States , Brian Hellmer , Leslie Van Buskirk , Office Of Credit Ratings , Leslie Van , Corporation Finance , ஒன்றுபட்டது மாநிலங்களில் , லெஸ்லி வேன் பஸ்கிர்க் , அலுவலகம் ஆஃப் கடன் ரேடிஂக்ஸ் , லெஸ்லி வேன் , நிறுவனம் நிதி ,

Statement On The Fixed Income Market Structure Advisory Committee, SEC Chairman Jay Clayton, Dec. 21, 2020


Statement On The Fixed Income Market Structure Advisory Committee, SEC Chairman Jay Clayton, Dec. 21, 2020
Date
21/12/2020
Today, the Division of Trading and Markets released its staff report on the Fixed Income Market Structure Advisory Committee’s work over the past year.  I would like to sincerely thank the Committee members and the SEC staff for their hard work and very meaningful contributions to the Commission.
As is evident from each of the annual staff reports on the Committee’s work,[1] the Committee’s esteemed members have made tremendous efforts in advising the Commission on fixed income market structure over the past three years.  The Committee has held 11 meetings and made 16 pragmatic, investor-focused recommendations, and its members have participated in countless subcommittee meetings.  I sincerely appreciate the Committee’s thoughtful consideration of a broad range of topics, and I am pleased to say that the Commission staff and th ....

John Roeser , Jessica Shin , Annemarie Ettinger , Rolaine Bancroft , Dave Shillman , Rebecca Olsen , Ahmed Abonamah , Ted Uliassi , David Dimitrious , Michael Heaney , Paul Cellupica , Steven Despres , Brett Redfearn , Andrea Orr , Ben Bernstein , Christian Broadbent , Justin Pica , Elizabeth Baird , Jessica Kane , Adam Allogramento , Ruben Navarro , Diana Knyazeva , Adam Wendell , Amy Edwards , Office Of Municipal Securities , Office Of Credit Ratings ,

SEC.gov | SEC Releases 2020 Office of Credit Rating Reports


FOR IMMEDIATE RELEASE
Washington D.C., Dec. 18, 2020
The Securities and Exchange Commission today issued the Annual Report on Nationally Recognized Statistical Rating Organizations (NRSROs) and the 2020 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization. The annual report discusses, among other topics, the state of competition, transparency, and conflicts of interest among the firms. The exam report provides a comprehensive overview of the Office of Credit Rating (OCR)’s examinations of the NRSROs, including, among other things, the staff’s essential findings and recommendations.
“The Office of Credit Ratings and its oversight of the NRSROs is an important aspect of the Commission’s overall focus on investor protection; maintaining fair, efficient, and orderly markets; and facilitating capital formation,” said Chairman Jay Clayton. “I am grateful for Acting Director Ahmed A ....

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SEC Releases 2020 Office of Credit Rating Reports


SEC Releases 2020 Office of Credit Rating Reports
Washington, D.C. (Newsfile Corp. - December 18, 2020) - The Securities and Exchange Commission today issued the Annual Report on Nationally Recognized Statistical Rating Organizations (NRSROs) and the 2020 Summary Report of Commission Staff s Examinations of Each Nationally Recognized Statistical Rating Organization. The annual report discusses, among other topics, the state of competition, transparency, and conflicts of interest among the firms. The exam report provides a comprehensive overview of the Office of Credit Rating (OCR) s examinations of the NRSROs, including, among other things, the staff s essential findings and recommendations.
The Office of Credit Ratings and its oversight of the NRSROs is an important aspect of the Commission s overall focus on investor protection; maintaining fair, efficient, and orderly markets; and facilitating capital formation, said Chairman Jay Clayton. I am grateful for Acting Dir ....

United States , Kostenloser Wertpapierhandel , Ahmed Abonamah , Jay Clayton , Exchange Commission , Office Of Credit Ratings , Dc Newsfile Corp , Office Of Credit Rating , Annual Report , Commission Staff , Each Nationally Recognized Statistical Rating , Chairman Jay , Acting Director Ahmed Abonamah , Collateralized Loan , ஒன்றுபட்டது மாநிலங்களில் , ஜெய் களிமண் , பரிமாற்றம் தரகு , அலுவலகம் ஆஃப் கடன் ரேடிஂக்ஸ் , அலுவலகம் ஆஃப் கடன் ரேடிஂக் , ஆண்டு அறிக்கை , தரகு ஊழியர்கள் , ஒவ்வொன்றும் தேசிய அளவில் அங்கீகரிக்கப்பட்டது புள்ளிவிவர ரேடிஂக் , தலைவர் ஜெய் ,