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Retirement Industry People Moves


John M. D’Agostino has joined Pentegra as a regional director. 
D’Agostino will focus on expanding Pentegra’s qualified plan sales and fiduciary partnerships throughout the Midwest. He will report directly to
John J. Schafer, vice president, national sales director.
In making the announcement,
Pentegra Executive Vice President Matt Mintzer says, “John has earned incredible trusted relationships over the decades. He will help set the tone for us, as we move further into the larger specialist adviser market segments. It’s great to be working with him again.”
Most recently, D’Agostino served as a sales partner with Liquid Strategies, an exchange-traded fund (ETF) asset manager based in Chicago. D’Agostino previously held sales leadership roles at Northwestern Mutual, JPMorgan Chase and Alliance Bernstein. ....

New York , United States , Syracuse University , David Moore , Kim Young , Jamesr Tandler , Freshfields Bruckhaus Deringer , Kevin Kay , Michael Clark , Alvarez Marsal , Matt Mintzer , Fiona Bassett , Arne Noack , Johnj Schafer , Charles Chuck Turgeon , Jim Camann , Latham Watkins , Johnm Dagostino , Dan Atkinson , Pat Kendall , Reed Smith , Doug Greenstein , Mike Devlin , University Of California , Mellon Capital Management Corp , Lease Real Estate Investment Inc ,

ON THE MOVE: InvestX Hires Brian Schaeffer; Scott Anderson to Finra


Traders Magazine
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InvestX, an investment platform that empowers broker-dealers and advisors to invest and trade in pre-IPO companies through a centralized marketplace, appointed
Brian Schaeffer as Managing Director, Head of Business Development. A 20+ year capital markets veteran, Schaeffer was most recently Founder and President of Clearpool Group, an algorithmic trading platform that was purchased by Bank of Montreal in April 2020. He began his career from the ground up as a trading clerk, later becoming a top specialist on the New York Stock Exchange. He also worked as a TV analyst on CNBC before becoming CEO of Van der Moolen Capital Markets, one of the largest listed global trading and technology companies, which was sold to Lehman Brothers in 2007. ....

New York , United States , New York Stock Exchange , Stephena Aschettino , Peter Chalif , Scottw Anderson , Dan Wisniewski , Jaimel Klima , Robertw Cook , Anita Karppi , Ajay Mann , Reed Smith , Derek Hafer , Fidelity Investments , Blockchain Team , Lehman Brothers , Commodity Futures Trading Commission , Payments Technology Practice , Transparency Services , York Stock Exchange , Clearpool Group , Ubs Ag , Management Committee , Global Corporate Group Fintech Practice , Plato Partnership , Flextrade Systems Inc ,