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Supervision And Regulation – Federal Reserve Vice Chair For Supervision Randal K. Quarles, Before The Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.


Supervision And Regulation – Federal Reserve Vice Chair For Supervision Randal K. Quarles, Before The Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.
Date
18/05/2021
Chairwoman Waters, Ranking Member McHenry, members of the Committee, thank you for the invitation to testify today. Last May, my colleagues and I came before you in a virtual format for the first time discussing our actions to maintain a strong banking sector as a source of support for consumers, households, and businesses. I d like to thank the Committee for its flexibility and its commitment to ongoing, open dialogue, especially in the course of such a challenging year. ....

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IOSCO Issues Sound Practices To Assist Members In Enhancing Complaint Handling And Protect Retail Investors


IOSCO Issues Sound Practices To Assist Members In Enhancing Complaint Handling And Protect Retail Investors
Date
27/01/2021
The Board of the International Organization of Securities Commissions today published a report that sets forth nine Sound Practices aimed at assisting its members in developing and improving their complaint handling procedures and mechanisms for retail investors.
Investor protection is a key objective of IOSCO and securities regulators worldwide. Access to independent, affordable, fair, accountable, timely and efficient redress mechanisms is critical for investor protection. Effective mechanisms for addressing financial misconduct or illegal market practices that harm investors or financial consumers can also improve market discipline and promote investor confidence in financial markets. ....

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US federal banking regulators joins the growing regulatory response to Operational Resilience

US federal banking regulators joins the growing regulatory response to Operational Resilience
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