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Brooklyn Federal Judge Killed in Hit-and-Run


Judge Sandra J. Feuerstein
was sworn in by her mother, making them the first mother-daughter pair of judges in the United States.
Judge Annette Elstein of the Immigration Court in New York congratulates her daughter, Sandra J. Feuerstein, after swearing her in as Justice of the New York Supreme Court, Appellate Division. (Image courtesy of the Arthur W. Diamond Law Library, Columbia Law School, and Committee of the Historical Records of the New York County Clerk Inc.)
BROOKLYN (CN)  A woman calling herself Harry Potter has been arrested for a hit-and-run that killed a Brooklyn federal judge walking on the sidewalk in Boca Raton, Florida.  ....

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SEC Finalizes Reforms Under Investment Advisers Act | Goodwin


On December 22, the SEC adopted amendments to modernize and combine the existing advertising and cash solicitation rules for advisers registered or required to be registered with the SEC. Among many other things, the amendments:
Streamline the advertising and cash solicitation requirements under the newly named “Investment Adviser Marketing Rule” (numerous long-standing no-action letters will be withdrawn);
Replace the four per se prohibitions of the advertising rule with seven general prohibitions based on historic anti-fraud principles (but also includes specific requirements as to disclosure, diligence, policy and oversight);
Set forth numerous new definitions, including a new two-prong definition of “advertisement” that: ....

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