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Transforming To A Forward-Looking, Proactive Regulator - Speech By UK Financial Conduct Authority CEO, Nikhil Rathi, Delivered At The FCA's Our Role And Business Plan Webinar mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
Speech By Charles Randell, UK Financial Conduct Authority Chair, To The Finance And Leasing Association - Cautious Optimism For The Post-Pandemic World - Speech Delivered At The Finance And Leasing Association Industry Gathering On 22 April 2021 Date Highlights: To be effective in the new world of financial services that coronavirus has brought forward, the FCA must enforce the gateway to authorisation; focus on the basics; focus on outcomes; and use our rulebook better and faster We must also reshape the FCA itself, and this transformation is under way To make the transformation last, we must state clearly the outcomes we want, measure these outcomes and be transparent about whether we have achieved them ....
Levelling The Playing Field â Innovation In The Service Of Consumers And The Market - Speech By UK Financial Conduct Authority CEO, Nikhil Rathi, To FinTech Week Date Highlights Support for innovation has been matched by action to protect consumers and markets. The FCA will be taking forward the Kalifa Review’s recommendation for a Scalebox, including the creation of a regulatory nursery. Online search and social media firms need to take greater responsibility for their role in connecting consumers with these investment offers. We also need to make sure that our internal processes allow for quick action, which is why we are currently reviewing how our Regulatory Decisions Committee functions. ....
Brexit Please see the Other Developments section for the MoU agreed between the ECB, FCA and BoE on post-Brexit supervisory cooperation, effective from 1 January. Capital Markets Please see the Markets and Markets Infrastructure section for a speech by Mairead McGuinness, European Commissioner for Financial Services, Financial Stability, and Capital Markets Union on future regulatory developments. Consumer / Retail Please see the Markets and Markets Infrastructure section for a statement by Steven Maijoor, ESMA Chair, to the EP’s Economic and Monetary Affairs Committee relating to GameStop share trading and related phenomena. FCA finalised guidance for firms on the fair treatment of vulnerable customers ....
To embed, copy and paste the code into your website or blog: Recent regulatory developments of interest to all financial institutions, including updates from the UK, EU and the FSB. See also our sector specific updates in the Related Materials links. Contents Pension freedoms: Work and Pensions Committee call for evidence Fair treatment of vulnerable consumers: FCA FG21/1 MoU between FCA and EHRC UK CRD: PRA statement on definition of higher paid material risk taker Transforming data collection from UK financial sector: BoE plan End of Brexit transition period: EU publishes draft GDPR and LED adequacy decisions EU PEPP Regulation: European Commission adopts Delegated Regulations on supervisory reporting and product intervention ....