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Securities and markets regulatory news, May 2021 #2 | Hogan Lovells


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Recent UK and EU regulatory developments of interest to financial institutions and markets. Also check our Financial institutions general regulatory news of broader application in the Related Materials links.
Contents
IBA publishes GBP SONIA Spread-Adjusted ICE Swap Rate beta settings
Global perspective on derivatives regulation: IOSCO speech
EU SSR: ESMA proposes permanently lowering reporting threshold of net short positions
The European Securities and Markets Authority (ESMA) has published an opinion in which it recommends that the European Commission permanently lowers the threshold to notify net short positions on shares to national competent authorities (NCAs), under Article 5(2) the Short Selling Regulation, from 0.2% to 0.1%. ....

Ashley Alder , Basel Committee On Banking Supervision , Resolution Steering Group , Committee On Payments , Group On Sterling Risk , European Commission , International Organization Of Securities Commissions , European Securities , Markets Authority , Short Selling Regulation , Working Group , Sterling Risk Free Reference Rates , Sterling Non Linear Derivatives , International Organization , Securities Commissions , Market Infrastructures , Basel Committee , Banking Supervision , Financial Stability Board , Steering Group , ஆஷ்லே ஆல்டர் , பேசல் குழு ஆன் வங்கி மேற்பார்வை , தீர்மானம் திசைமாற்றி குழு , குழு ஆன் கொடுப்பனவுகள் , குழு ஆன் ஸ்டெர்லிங் ஆபத்து , ஐரோப்பிய தரகு ,

Key Regulatory Topics: Weekly Update February 2021 #2 | Allen & Overy LLP


Brexit
Please see the Other Developments section for the MoU agreed between the ECB, FCA and BoE on post-Brexit supervisory cooperation, effective from 1 January.
Capital Markets
Please see the Markets and Markets Infrastructure section for a speech by Mairead McGuinness, European Commissioner for Financial Services, Financial Stability, and Capital Markets Union on future regulatory developments.
Consumer / Retail
 Please see the Markets and Markets Infrastructure section for a statement by Steven Maijoor, ESMA Chair, to the EP’s Economic and Monetary Affairs Committee relating to GameStop share trading and related phenomena.
FCA finalised guidance for firms on the fair treatment of vulnerable customers ....

United Kingdom , Mairead Mcguinness , Emily Shepperd , Stephanie Cohen , Sarah Pritchard , Steven Maijoor , Randal Quarles , Jessica Rusu , Monetary Affairs Committee , Resolution Steering Group , Task Force On Financial Disclosure , Foundation Trustees , Banking Union , Group On Sterling Risk , Capital Markets Union , Human Rights Commission , Investment Firm Directive , Sustainable Finance Task , International Financial Reporting Standards , Financial Services , Fund Regulation , Payment Services , Allen Overy , European Payments Council , Markets Infrastructure , European Commissioner ,