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STM Group Plc (AIM: STM), the cross-border financial services provider, announces the outcome of the appeal judgment in the long-standing Adams v Carey case. The original case was heard in March 2018.
The High Court found at first instance wholly in favour of Carey Pensions LLP ( Carey ), with Mr Adams claims against Carey being dismissed on all grounds. However, the Court of Appeal granted Mr Adams permission to appeal. The appeal was heard remotely by video-conferencing between 2 and 4 March 2021.
· Mr Adams was introduced to Carey by an unregulated introducer. · Mr Adams transferred funds from an existing personal pension into a Self-Invested Personal Pension ( SIPP ) administered by Carey. ....
A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient: 1. Obtains access to the information in a personal capacity; 2. Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services; 3. Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body; 4. Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so; ....
3 February 2021 | 07:53am StockMarketWire.com - Cross-border financial services group STM reiterated that it expected to report a fall in annual profit, and announced its chief financial officer Therese Neish was leaving. Pre-tax profit for the year through December was expected to fall to £2.0 million, on revenue of £24.0 million. The company said the forecast was in line guidance given in November. In 2019, STM reported a pre-tax profit of £3.9 million and an underlying pre-tax profit of £2.6 million, on revenue of £23.2 million. STM said a search for a new CFO would commence immediately. The board expects to make an appointment within Therese s notice period to allow ample time for an orderly handover and will update the market accordingly in due course, it added. ....