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Filing Deadlines and To-Do List for March 2021 | Hardin Compliance Consulting LLC

INVESTMENT ADVISERS
Form ADV Annual Updating Amendment: Existing registered advisers must update and file an amended Form ADV within 90 days of their fiscal year-end (Forms 1A and 2A). The filing fee must be deposited into the adviser’s IARD account before the filing can be submitted. The due date for 2021 is
IARD Fees: SEC-registered advisers and exempt reporting advisers are required to pay IARD fees before the submission of the Form ADV annual amendment (by
March 31,
2021).
State Filings: A registered investment adviser and an exempt reporting adviser may be required to make a state notice filing in any state in which an adviser has a specified number of clients, called “Notice Filings.” Notice filings may be made on Form ADV by checking the relevant box in Part 1A and depositing the appropriate state fees into the adviser’s IARD account. Exempt reporting advisers may also be required to register as an investment adviser in some states. Notice fili ....

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MTBC Reports Record Full Year 2020 Results

MTBC Reports Record Full Year 2020 Results
apnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from apnews.com Daily Mail and Mail on Sunday newspapers.

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United Way Worldwide Appoints Interim President & CEO

United Way Worldwide Appoints Interim President & CEO
February 19, 2021
United Way Worldwide (UWW) installed the chair of its U.S.A. board, Neeraj Mehta, as interim president and CEO of the organization effective March 1. That’s the day current leader Brian Gallagher announced he will step down.
Gallagher’s departure was announced on Feb. 9, a week after an investigation found that the Alexandria, Va.-based national office did not engage “in actionable harassment, discrimination, or retaliation” with respect to three employees who filed complaints with the Equal Employment Opportunity Commission (EEOC).
Gallagher announced he would be leaving the organization after nearly 20 years and had been discussing a transition with the board for more than a year. ....

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Breaking: Gallagher Out At United Way Worldwide

Gallagher Out At United Way Worldwide
February 9, 2021
Longtime United Way Worldwide (UWW) President & CEO Brian Gallagher announced he will step down effective March 1. The announcement comes a week after an investigation found that the Alexandria, Va.-based national office did not engage “in actionable harassment, discrimination, or retaliation” with respect to three employees who filed complaints with the Equal Employment Opportunity Commission (EEOC).
A statement issued by UWW Board of Trustees Chair Juleiette Tuakli made no mention of the recently-completed investigation or other turmoil. In a letter to colleagues, Gallagher said he and the board had been working on a succession plan for the past two years. “We were actively working toward a transition for me sometime later in 2021 at the conclusion of a CEO search process. But, I and the board think it’s best for United Way if I step down as CEO sooner. It was important to me that I stay through this ....

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