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Regulation Round Up - June 2021 | Proskauer Rose LLP


The European Banking Authority (“
EBA”) published a report outlining the results and conclusions of its market analysis of the current RegTech landscape in the EU. It has also published an at a glance factsheet on RegTech and steps firms can take.
The Bank of England (“
PRA”) (CP14/21), on changes to the UK leverage ratio framework.
European Securities and Markets Authority (“
ESMA”) published a webpage with official translations of its guidelines on stress test scenarios (ESMA34-49-291) produced under Article 28 of the Regulation on money market funds (EU/2017/1131) (“
MMF Regulation”).
28 June
HM Treasury published a draft version of the Financial Services and Markets Act 2000 (PRA-regulated Activities) (Amendment) Order 2021 and explanatory information. ....

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Regulation Round Up - April 2021 | Proskauer Rose LLP


ECB”) published a speech on bank’s role in greening the economy.
The PRA published a discussion paper (DP1/21) that explores the options for developing a simpler prudential framework for non-systemic banks and building societies.
The FCA published a summary of insights from its cyber co-ordination group meetings on current cyber risks and firms practices for responding to them.
The European Insurance and Occupational Pensions Authority (“
EIOPA”) published a discussion paper on blockchain and smart contracts in insurance.
28 April
The FCA published a consultation paper (CP21/9) on changes to conduct and organisational requirements laid down in UK laws and regulations implementing the MiFID II Directive (EU/2014/65) (“ ....

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Financial institutions general regulatory news, April 2021 # 4 | Hogan Lovells


Recent regulatory developments of interest to most financial institutions. 
Contents
Tackling financial exclusion: House of Lords Liaison Committee follow-up report
Safe harbour provisions to support the wind-down of critical benchmarks: RFRWG letter
Net zero and the future of green finance: Treasury Committee report
UK Future Regulatory Framework Review: BoE speech on PRA policymaking
UK MiFID research and best execution reporting requirements: FCA CP21/9
Strengthening financial promotion rules for high-risk investments and firms approving financial promotions: FCA DP21/1
Compliance, culture and evolving regulatory expectations: FCA speech
Improving effective regulation: FCA speech
Why black inclusion matters: FCA speech
Climate change and sustainable finance: FCA webpage ....

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