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Cipperman Compliance Services Announces Addition of Three Senior Professionals

Cipperman Compliance Services Announces Addition of Three Senior Professionals
Addition of client engagement leaders reflects increasing demand for Chief Compliance Officer outsourcing in financial services
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WAYNE, Pa., Feb. 23, 2021 /PRNewswire/ Cipperman Compliance Services (CCS), a leading provider of chief compliance officer services to money managers, registered funds, family offices, private equity firms, broker-dealers, and regulated fintech companies, today announced the addition of three senior compliance professionals to the firm s staff. Dianne Descoteaux, Denise Adamczyk, and Adrea Scaramucci will lead client engagements and further bolster a deep and experienced CCS leadership team, allowing the firm to meet increasing demand for its compliance outsourcing services and maintain its commitment to protecting the reputation of investment management clients. ....

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Thomas M. Davison Financial Attorney Godfrey & Kahn

Thomas M. Davison is a Financial lawyer at Godfrey & Kahn, specializing in investment. management and the Securities and Exchange Commission ....

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President Biden Announces Gary Gensler as SEC Chair Nominee | Faegre Drinker Biddle & Reath LLP

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On January 18, 2021, the incoming President’s Transition Team announced additional key administration post nominees, including Mr. Gary Gensler as SEC Chair. The announcement specifically provided the following regarding Mr. Gensler’s background:
Gary Gensler served as chairman of the U.S. Commodity Futures Trading Commission from 2009 to 2014, leading the Obama-Biden Administration’s reform of the $400 trillion swaps market. He was senior advisor to U.S. Senator Paul Sarbanes in writing the Sarbanes-Oxley Act and was Under Secretary of the Treasury for Domestic Finance from 1999 to 2001 and Assistant Secretary of the Treasury for Financial Markets from 1997 to 1999. Gensler was Chairman of the Maryland Financial Consumer Protection Commission from 2017 to 2019. ....

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