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SEC Sues and Settles Claim Against Investment Adviser Representative For Cherry-Picking Scheme After Entry of Cease and Desist Order Against the Investment Adviser | Goodwin : vimarsana.com
SEC Sues and Settles Claim Against Investment Adviser Representative For "Cherry-Picking Scheme" After Entry of Cease and Desist Order Against the Investment Adviser | Goodwin
On September 13, 2022, the U.S. Securities and Exchange Commission (“SEC”) announced a settlement with investment advisory firm Buckman Advisory Group LLC (“Buckman Advisory”)...
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