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In prepared remarks delivered at the Practising Law Institute's "SEC Speaks" program on September 8, Chair Gensler emphasized and reiterated his long-standing position that the vast majority...
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments...
The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.
In the 1920s, a new form of investment fraud roared into the markets with the advent of the Ponzi scheme.
A flurry of legal and enforcement activity has arisen over the last two weeks across a wide range of areas in the Web3 space, including actions by the Securities and Exchange...