2022 Proxy Season – Quick Hits - Corporate/Commercial Law
Considerations for companies planning for next proxy season should include the following...
Source: mondaq.com
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Billable Hour Credit Is Helping These Big Law Firms Move 'From Thought To Action' On DEI Matters - Corporate/Commercial Law
"DEI billable credit is on trend in Big Law. While long-term results are still in the making, young lawyers seem encouraged by the movement toward giving credit for advancing diversity and inclusion."
Source: mondaq.com
MSRB Reviews Initiatives Under Strategic Plan - Corporate/Commercial Law
At its quarterly Board of Directors meeting, the MSRB reviewed initiatives under the strategic plan for the municipal securities market.
Source: mondaq.com
Continuing AML regulatory issue focus: A look at a recent SEC enforcement case, the SEC's response to Petition for Certiorari, and a FINRA regulatory notice regarding FinCEN's initiatives | Bryan Cave Leighton Paisner
Garcia Case Highlights Necessity of Knowing Your Customer and Listening to Internal Fraud Watchdogs. The SEC’s recent Order against a broker-dealer (the “Firm”) imposed...
Source: jdsupra.com