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Compliance code cracker: Taking steps to ensure compliance with the regulatory system – FCA guidance for senior managers | Thomson Reuters Regulatory Intelligence and Compliance Learning - Vimarsana News

Compliance code cracker: Taking steps to ensure compliance with the regulatory system – FCA guidance for senior managers | Thomson Reuters Regulatory Intelligence and Compliance Learning

Recent disclosures made under the Freedom of Information Act by the Financial Conduct Authority (FCA) have revealed a significant reduction in the number of investigations relating to...

Insurance Brokers: Serving Consumers And Businesses In Times Of Uncertainty And Change - Speech By Sheldon Mills, UK Financial Conduct Authority, Executive Director, Consumers And Competition, Delivered At The British Insurance Brokers' Association (BIBA) Conference - Vimarsana News

Insurance Brokers: Serving Consumers And Businesses In Times Of Uncertainty And Change - Speech By Sheldon Mills, UK Financial Conduct Authority, Executive Director, Consumers And Competition, Delivered At The British Insurance Brokers' Association (BIBA) Conference

<h2>Highlights</h2> <ul> <li>Brokers play a vital role in helping consumers and businesses access the insurance products they need, especially in times of uncertainty,&nbsp;safeguarding them against unexpected financial losses.</li> <li>We want to support competition, innovation and growth in the sector &ndash; like other parts of the financial system where we are seeing innovation and disruption through technology, data-sharing, and novel business models.&nbsp;</li> <li>Our regulation takes into ac...

Only regulators can clear up Credit Suisse's Archegos mess - Vimarsana News

Only regulators can clear up Credit Suisse's Archegos mess

Shareholders were right to keep officers and directors on the hook until all the facts are known

Source: risk.net
Senior managers regime sets accountability bar high, few are rejected or punished | Thomson Reuters Regulatory Intelligence and Compliance Learning - Vimarsana News

Senior managers regime sets accountability bar high, few are rejected or punished | Thomson Reuters Regulatory Intelligence and Compliance Learning

The UK's Senior Managers and Certification Regime (SCMR) sets a high bar for personal accountability, which means few senior management function holders' (SMF) applications are rejected...

Investegate |Aquis Exchange PLC Announcements | Aquis Exchange PLC: Final Results and Board Appointments - Vimarsana News

Investegate |Aquis Exchange PLC Announcements | Aquis Exchange PLC: Final Results and Board Appointments

Investegate announcements from Aquis Exchange PLC, Final Results and Board Appointments