United Kingdom: FCA publishes detailed Consumer Duty proposals
On 7 December 2021, the FCA published its second consultation on the Consumer Duty, setting out more developed proposals for rules and…
Source: lexology.com
Page 32 - Certification Regime News Today : Breaking News, Live Updates & Top Stories | Vimarsana
Stay updated with breaking news from Certification Regime. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
Top News In Certification Regime Today - Breaking & Trending Today
Moving targets: the new rules of conduct risk
How are capital markets firms adapting their approaches to monitoring and managing conduct risk following the Covid‑19 pandemic? In a Risk.net webinar in
Source: risk.net
Regulation Round Up - December 2021 | Proskauer Rose LLP
Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Source: jdsupra.com
FinTech: The Notorious E.S.G | Hogan Lovells
The position as set out in this article is correct as at 9 December 2021. ESG issues - driven by consumer, investor and stakeholder demand, and rapid regulatory change – have...
Source: jdsupra.com
FCA Consults on Changes to Appointed Representatives Regime
The Appointed Representatives Regime enables certain businesses to conduct regulated activities without having to be authorised by the FCA. The FCA is proposing new rules to increase the regulatory burden on Principals to oversee ARs and to provide information to FCA.
Source: natlawreview.com