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Statement On The Final Rule Related To Listing Standards For Recovery Of Erroneously Awarded Compensation, SEC Commissioner Mark T. Uyeda Oct. 26, 2022 - Vimarsana News

Statement On The Final Rule Related To Listing Standards For Recovery Of Erroneously Awarded Compensation, SEC Commissioner Mark T. Uyeda Oct. 26, 2022

<p><span>Today, the Commission is voting on a recommendation to adopt rules implementing Section 954 of the Dodd-Frank Act (&ldquo;Section 954&rdquo;) by directing the exchanges to establish listing standards for the recovery of compensation erroneously awarded to management, generally referred to as &ldquo;clawbacks.&rdquo;</span><span>&nbsp;I have several objections to how the Commission is implementing Section 954.</span></p>

Jessica Wachter Named SEC Chief Economist And Director Of The Division Of Economic And Risk Analysis - Vimarsana News

Jessica Wachter Named SEC Chief Economist And Director Of The Division Of Economic And Risk Analysis

Jessica Wachter Named SEC Chief Economist And Director Of The Division Of Economic And Risk Analysis Date 03/05/2021 The Securities and Exchange Commission today announced that Jessica Wachter has been appointed Chief Economist and Director of the Division of Economic and Risk Analysis (DERA). Wachter joins the SEC from the Wharton School, University of Pennsylvania, where she has been a professor since 2003. "For centuries, capital markets have evolved by adapting to technological innovation and the emergence of new data sources," said SEC Chair Gary Gensler. "It is essential that we ap...

SEC appoints Alex Oh to lead Enforcement Division - Vimarsana News

SEC appoints Alex Oh to lead Enforcement Division

By Aaron Nicodemus2021-04-22T17:38:00+01:00 New Securities and Exchange Commission (SEC) Chair Gary Gensler has made his first key appointment: Alex Oh as director of the Division of Enforcement. Oh, named to the post Thursday, was most recently a partner at Paul, Weiss, Rifkind, Wharton & Garrison, where she was co-chair of the law firm’s Anti-Corruption & Foreign Corrupt Practices Act (FCPA) practice group. She previously served as an assistant U.S. attorney in the Criminal Division of the U.S. Attorney’s Office for the Southern District of New York, where she was a member of the Securi...

SEC whistleblower head Jane Norberg to depart - Vimarsana News

SEC whistleblower head Jane Norberg to depart

Jane Norberg Source: SEC “It has been a privilege to work side by side with the extraordinary and dedicated professionals at the Commission,” Norberg said Thursday in a press release announcing her departure. Norberg has served as chief of the SEC’s Office of the Whistleblower since 2016, and before that spent four years as the program’s deputy chief. She previously worked 11 years as an attorney at law firm Shearman & Sterling, according to her LinkedIn profile. The announcement does not give an exact date for Norberg’s departure. The office’s deputy chief, Emily Pasquinelli, wil...

S.P. Kothari To Conclude Tenure As SEC Chief Economist And Division Of Economic And Risk Analysis Director - Vimarsana News

S.P. Kothari To Conclude Tenure As SEC Chief Economist And Division Of Economic And Risk Analysis Director

S.P. Kothari To Conclude Tenure As SEC Chief Economist And Division Of Economic And Risk Analysis Director Date 21/12/2020 The Securities and Exchange Commission today announced that S.P. Kothari, Chief Economist and Director of the SEC’s Division of Economic and Risk Analysis, will conclude his tenure by the end of January. Since joining the SEC in March 2019, Dr. Kothari led the Division’s cadre of economists, data scientists, and other professionals in advancing the Commission’s mission of protecting investors; maintaining fair, orderly, and efficient markets; and facilitating c...