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The FCA And SEC Annual Reports – 2022 Comparison - Financial Services

As competent authorities of financial markets in their respective jurisdictions, the U.S. Securities and Exchange Commission (SEC) and UK's Financial Conduct Authority (FCA). ....

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The FCA and SEC Annual Reports – 2022 Comparison | Akin Gump Strauss Hauer & Feld LLP

Key Points - The SEC and the FCA each publish annual reports, which can offer a useful insight into their enforcement actions. The data in the reports. ....

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