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Karvy: SAT Asks SEBI, NSE and NSDL To Restore Shares Pledged with Axis Bank, ICICI Bank, HDFC Bank, IndusInd Bank and Bajaj Finance - Vimarsana News

Karvy: SAT Asks SEBI, NSE and NSDL To Restore Shares Pledged with Axis Bank, ICICI Bank, HDFC Bank, IndusInd Bank and Bajaj Finance

Coming down heavily on National Securities Depositaries Ltd (NSDL) and the Securities and Exchange Board of India (SEBI) for transferring, without any authority of law, fungible shares pledged by Karvy Stock Broking Ltd with four banks and one non-banking finance company (NBFC),

Tradeweb Announces JSCC Clearing for MTF and SEF Yen Swap Transactions - Vimarsana News

Tradeweb Announces JSCC Clearing for MTF and SEF Yen Swap Transactions

Tradeweb Markets Inc. , a leading, global operator of electronic marketplaces for rates, credit, equities and money markets, today announced that institutional clients executing Japanese Yen swaps on...

After 32 Broker Defaults, SEBI Attempts To Stop Misuse of Investor Funds - Vimarsana News

After 32 Broker Defaults, SEBI Attempts To Stop Misuse of Investor Funds

At a press conference on 29th March, Madhavi Puri Buch, chairperson of the Securities and Exchange Board of India (SEBI), made a bold pledge that has gone viral. She declared, “There will not be another Karvy issue in our capital markets... If another Karvy-like instance happens, it will be on our dead bodies...

FLASH FRIDAY: Clearing Firms Focus on Technology to Stay Competitive - Vimarsana News

FLASH FRIDAY: Clearing Firms Focus on Technology to Stay Competitive

Successful clearing brokers invest in technical and operational capabilities.

SEC Charges Cambridge Investment Over Revenue Sharing Conflicts - Vimarsana News

SEC Charges Cambridge Investment Over Revenue Sharing Conflicts

The SEC charged Cambridge Investment Research with not disclosing conflicts related to revenue sharing payments concerning certain mutual funds.