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Financial advisors Garofalo and Di Vincenzo fight in court over M&A deal - Vimarsana News

Financial advisors Garofalo and Di Vincenzo fight in court over M&A deal

For several years after the breakdown of a deal to sell a practice for $3.6 million, the parties have been accusing each other of violating the terms.

Cambridge Announces New Office of the CEO - Vimarsana News

Cambridge Announces New Office of the CEO

/PRNewswire/ -- Cambridge announced today new organizational changes to support the firm's growth and the financial professionals it serves, continuing to...

Cambridge ordered to pay McHenry $225K in FINRA arbitration - Vimarsana News

Cambridge ordered to pay McHenry $225K in FINRA arbitration

More financial advisors are accusing independent wealth managers of acting like wirehouses and other employee brokerages upon their departures.

SEC Charges Cambridge Investment Over Revenue Sharing Conflicts - Vimarsana News

SEC Charges Cambridge Investment Over Revenue Sharing Conflicts

The SEC charged Cambridge Investment Research with not disclosing conflicts related to revenue sharing payments concerning certain mutual funds.