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Investment Services Regulatory Update: July 2022

SEC published request for comment on information providers, including index providers, model portfolio providers, pricing services, whose activities they believes may cause them to meet definition of investment adviser under Advisers Act. ....

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SEC cuts key provisions of proxy advisor regulations | Cooley LLP

[This post revises and updates my earlier post primarily to reflect the contents of the proposing release.] At an open meeting last week, the SEC voted, three to two, to adopt new. ....

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Jaime E. Lizárraga appointed as Commissioner of U.S. Securities and Exchange Commission

The political advisor will be the third Latino to serve in the prominent role. ....

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Jaime E. Lizárraga appointed as Commissioner of U.S. Securities and Exchange Commission

The political advisor will be the third Latino to serve in the prominent role. ....

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SEC Gets 2 New Commissioners; Agency to Advance its Aggressive (and Provocative) Rulemaking Agenda | Goodwin

On June 16, 2022, the U.S. Senate confirmed Jaime Lizárraga and Mark Uyeda as SEC Commissioners. Once seated, the agency will have a full slate of five commissioners for the first time. ....

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