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SEC Commissioner Allison Herren Lee to not seek second term

SEC Commissioner Allison Herren Lee to not seek second term
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Statement On Planned Departure Of Commissioner Allison Herren Lee, SEC Chair Gary Gensler, March 15, 2022

<p><span>Today, my colleague, Allison Herren Lee, announced her intention not to seek a second term as Commissioner. Commissioner Lee is an extraordinary public servant who is incredibly dedicated to the SEC’s mission. She first joined the SEC s Division of Enforcement in our Denver Regional Office in 2005. Along the way, Allison has served in a number of roles, including as Counselor to former Commissioner Kara Stein, Senior Counsel in the Complex Financial Instruments Unit, and Acting Chair last year. During her time as Acting Chair, she brought swift focus to important investor issues, such as climate-related disclosures.</span></p> ....

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SEC Commissioner Allison Herren Lee to Step Down from Commission this June

SEC Commissioner Allison Herren Lee to Step Down from Commission this June
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SEC Charges Infinity Q Founder With Orchestrating Massive Valuation Fraud - Defendant Overvalued Fund Assets By More Than $1 Billion, Pocketing Millions

<p><span>The Securities and Exchange Commission today charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with overvaluing assets by more than $1 billion while pocketing tens of millions of dollars in fees.</span></p> <div><span><br /></span></div> ....

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Nicole Creola Kelly named chief of SEC's Office of the Whistleblower | Article

Nicole Creola Kelly named chief of SEC's Office of the Whistleblower | Article
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