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CDA system for municipal securities registration works, is cumbersome. Exemption exists from CDA requirement in Rule 15c2-12 for limited offerings of municipal securities placed with small number of investors who intend to hold purchased securities for their own accounts.
Gregory Blotnick was the founder, sole owner, managing partner, only employee of Brattle Street Capital, LLC, a New York limited liability company. BSC is unregistered investment adviser to private investment fund, BSC Opportunistic Equity, LP, Delaware limited partnership.
Ronald D. Paul was long time Washington real estate developer who founded Eagle Bank, Maryland-chartered commercial bank headquartered in Bethesda. Paul served as President and CEO and chairman of the board of the Bank from its founding in 1997 until March 2019 retirement.
The SEC charged Deccan and Bodas with breaching their investment adviser fiduciary duties. Deccan Value Investors L.P. is a Connecticut limited partnership, operating as an investment adviser registered with the SEC since 2011.