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Key Points - On February 3, 2023, Activision Blizzard settled charges with the SEC, agreeing to pay $35 million to resolve novel claims that the company failed to maintain...
ESG funds are Wall Street’s latest way to take something old, call it new and jack up the price. The Commission’s enforcement action charges that GSAM failed to meet regulatory requirements in establishing and operating GST investment vehicles claiming to offer ESG investments.
Newly proposed environmental, social, and governance (ESG)-related amendments to Form ADV under the Investment Advisers Act of 1940 (Advisers Act) underscore the need for federally...
On March 4, 2021, the Securities and Exchange Commission (SEC) announced the creation of their Climate and Environmental, Social, and Governance Task Force (Task Force). This Alert...
From challenges in navigating ESG transition risk to avoiding fraudulent funds, innovation brings us closer to having hope on the horizon.