A key enforcement power of the Securities and Exchange Commission (“SEC”) its ability to elect to conduct in-house administrative proceedings before Administrative Law Judges (“ALJs”).
The U.S. Securities and Exchange Commission SEC proposed amendments to existing rules and reporting forms1 designed to promote consistent, comparable, and reliable information for investors concerning the incorporation of environmental, social, and governance ESG factors.
On April 28, the Securities and Exchange Commission (SEC) filed a complaint against the Brazilian mining company Vale S.A., alleging that the company made false and misleading.
On April 28, the Securities and Exchange Commission filed a complaint against the Brazilian mining company Vale S.A., alleging that the company made false and misleading statements to investors. | May 18, 2022
Summary - In an important development, on April 28, 2022, the Securities and Exchange Commission (SEC) commenced an action in the United States District Court for the.