Live Breaking News & Updates on Examination Divisions

Stay updated with breaking news from Examination divisions. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

SEC Chair Takes Heat For Agency's Continuing Workforce Challenges - Securities

SEC Chair Gary Gensler is facing criticism from lawmakers concerned that the agency's "aggressive agenda" is endangering the U.S. securities markets, in part due to challenges. ....

Tim Scott , Mike Crapor Idaho , Patrick Mchenry , Hagertyr Tenn , Thom Tillis , Maxine Waters , Gary Gensler , Steve Dainesr Mont , Senate Letter , Senate Banking Committee , Office Of Inspector , Regulatory Organization , Financial Services Committee , Partnership For Public Service , Senior Officer , Public Service , Committee Chair Maxine Waters , Chair Gensler , Mike Crapo , Bill Hagerty , Steve Daines , Incentive Bonus , Congressional Budget Justification , Opinions Blog , Areas Related , Self Regulatory Organization ,

SEC.gov | Paul G. Cellupica, Division of Investment Management Deputy Director and Chief Counsel to Conclude Tenure at SEC

FOR IMMEDIATE RELEASE
Washington D.C., Jan. 7, 2021
The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month.
Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division s Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, overseeing the division s liaison with the Divisions of Enforcement and Examinations, technical assistance on legislation affecting investment advisers and funds, and engagement with international regulators on matters related to asset management. ....

United States , David Nelson , Paulg Cellupica , Dalia Blass , Harvard Law School , Enforcement Liaison Office , Us Court , Division Of Enforcement , Investment Company , Counsel For The Americas At Metlife Inc , Client Commission Arrangements Ccas , Annuity Association Of America , Division Of Investment Management , Board Outreach Initiative , Exchange Commission , Im Liaison Office , Share Class Selection Disclosure Initiative , Harvard College , Counsel Of The Division Investment Management , Deputy Director , Chief Counsel , Investment Management , Director Blass , Outreach Initiative , Staff Guidance , Exemptive Relief ,

Paul G. Cellupica, Division Of Investment Management Deputy Director And Chief Counsel To Conclude Tenure At SEC

Paul G. Cellupica, Division Of Investment Management Deputy Director And Chief Counsel To Conclude Tenure At SEC
Date
07/01/2021
The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month.
Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division s Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, overseeing the division s liaison with the Divisions of Enforcement and Examinations, technical assistance on legislation affecting investment advisers and funds, and engagement with international regulators on matters related to asset management. ....

United States , David Nelson , Paulg Cellupica , Dalia Blass , Harvard Law School , Enforcement Liaison Office , Us Court , Division Of Enforcement , Investment Company , Counsel For The Americas At Metlife Inc , Client Commission Arrangements Ccas , Annuity Association Of America , Division Of Investment Management , Board Outreach Initiative , Exchange Commission , Im Liaison Office , Share Class Selection Disclosure Initiative , Harvard College , Counsel Of The Division Investment Management , Deputy Director , Chief Counsel , Investment Management , Director Blass , Outreach Initiative , Staff Guidance , Exemptive Relief ,