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In this issue. The Supreme Court upholds the constitutionality of the Consumer Financial Protection Bureau (CFPB) funding mechanism; the Financial Crimes Enforcement Network...
The SEC and FinCEN concurrently issued a fact sheet that summarizes the Joint NPRM.
On August 23, 2023, the SEC adopted new rules and amendments to existing rules (collectively, the "New Rules") under the Investment Advisers Act of 1940...
The SEC adopted new and amended rules that will have a substantial impact on investment advisers to private funds. The SEC has adopted new and amended rules under the...
On August 23, 2023, by a vote of three-to-two, the U.S. Securities and Exchange Commission (SEC) approved changes under the Investment Advisers Act of 1940 (the Advisers Act) that will...