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Form N-CSRS Eaton Vance Floating-Rat For: Nov 30

Form N-CSRS Eaton Vance Floating-Rat For: Nov 30
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Security and Exchange Commission Enforcement Priorities

Highlight of the top SEC enforcement actions and regulation changes incl Texas Republican Attorney Generals Ask Court to Set Aside SEC Proxy Voting Disclosure Rules, 25 States File Lawsuit to Block DOL’s ESG Rule, EC Issues Frequently Asked Questions Registration Mounicipal Advisors ....

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SEC 2023 Examination Priorities - Securities

On February 7, the Securities and Exchange Commission's (SEC) Division of Examinations (Division) published its examination priorities for 2023.1 According to this statement, the Division's mission. ....

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Investment Management Update - February 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism and various new and revised SEC rules. ....

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SEC Division of Examinations Priorities for 2023

The Securities and Exchange Commission’s Division of Examinations noted that in fiscal year 2022, the Division examined approximately 15 percent of all registered investment advisers. The Division’s mission is to promote compliance, prevent fraud, monitor risk and inform policy. ....

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