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The Financial Conduct Authority has fined Pembrokeshire Mortgage Centre Limited (PMC) £2,354,331 for unsuitable British Steel transfers.
OTTAWA (dpa-AFX) - Julius Baer International (UK) (JBARF.PK, JBAXY.PK) confirmed that it accepted the decision set out in the Final Notice published by the Financial Conduct Authority. JBI has
<p><strong><span style="background-color: #ffcc00;">Louise Whitestone, Thomas Seiler and Gustavo Raitzin have referred their Decision Notices to the Upper Tribunal where they will each present their respective cases. The Upper Tribunal will then determine whether to dismiss the respective references or remit them to the FCA with a direction to reconsider and reach a decision in accordance with the findings of the Upper Tribunal. Any findings in the individuals’ Decision Notices and the descriptions of those findings in this press release are therefore prov...
The FCA has fined Julius Baer International Limited (JBI), an investment advisory and wealth management firm, £18m ($21.4m).