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On April 18, 2021, the Securities and Exchange Commission (“SEC”) announced the fourth enforcement action arising from its EPS Initiative, charging Rollins Inc. (“Rollins”) and its...
SEC Proposes Rule Amendments Requiring Climate-Related Disclosures; Southern District of New York Dismisses Securities Fraud Claims Against U.S. Stock Exchanges for Lack of Standing;...
In 2021, at both the SEC and the PCAOB, accounting and auditing enforcement activity and monetary settlements decreased. Together, the SEC and PCAOB publicly disclosed 52 accounting and auditing enforcement actions and monetary settlements totaled approximately $159 million
In 2021, at both the SEC and the PCAOB, accounting and auditing enforcement activity and monetary settlements decreased. Together, the SEC and PCAOB publicly disclosed 52 accounting and auditing enforcement actions and monetary settlements totaled approximately $159 million
As the SECond Opinions Blog continues our review of FY 2021 U.S. Securities and Exchange Commission's (SEC) enforcement activity, ...