How Dodd–Frank Mandated Disclosures Harm, Rather than Protect, Investors
Dodd–Frank’s Title XV disclosure requirements for conflict minerals, mines, resource extraction, and CEO pay harm investors and job creation.
Source: heritage.org
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The SEC's New Proposed Rule To Regulate Credit Derivatives And Other Security-Based Swaps Raises Practical Concerns For The Industry And May Exceed The SEC's Authority - Corporate/Commercial Law
On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended "to prevent fraud, manipulation,...
Source: mondaq.com
The SEC's New Proposed Rule To Regulate Security-Based Swaps Raises Practical Concerns for the Industry and May Exceed the SEC's Authority | Kramer Levin Naftalis & Frankel LLP
On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended “to prevent fraud, manipulation, and deception in...
Source: jdsupra.com
CFPB looking for whistleblowers to report potential discrimination arising from the use of artificial intelligence | Ballard Spahr LLP
In their June 2021 request for information regarding financial institutions’ use of artificial intelligence (AI), including machine learning, the CFPB and federal banking regulators...
Source: jdsupra.com
Detailed text transcripts for TV channel - MSNBC - 20120318:13:08:00
So -- >> i agree. >> you are saying can we do anything now to let the -- move on? >> right. >> i think what i would like to see personally is -- the federal reserve has the power under dodd/frank section 121 to break up any risky institution. we are not seeing anyone do that. >> you know, what i was -- what i would say -- and -- occupy sec, it -- a lot of this is backward looking. like -- will are things we can do now. for example, the implementation of dodd frank and volcker rule, i don't know if you talked about that yet today, occupy sec, amy has been doing fantastic work on this. we actual...
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