Report Finds "No Evidence" of Agreement Between Wells Fargo and FINRA
A law firm FINRA hired to investigate a Georgia arbitration dispute found 'no evidence' of a secret agreement between Wells Fargo counsel and FINRA.
Source: wealthmanagement.com
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Decade-Old Arbitration Dustup Continues to Haunt FINRA
Sen. Elizabeth Warren and Rep. Katie Porter are pressing the regulator after a Georgia judge called the fairness of its arbitration process into question.
Source: wealthmanagement.com