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FINRA gets approval for arbitration changes | Financial Planning

FINRA gets approval for arbitration changes | Financial Planning
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Lowenstein Sandler , Terry Weiss , Fred Pinckney , Merrill Lynch , Wells Fargo , Financial Industry Regulatory Authority , Exchange Commission On , Exchange Commission , New York Based , Maynard Cooper ,

FINRA proposal to overhaul arbitrator selection

Behind the broker-dealer regulator's proposed changes to its system for resolving disputes lies a lawyer's long-simmering feud. ....

United States , Fulton County , Brian Leggett , Thomas Potter , Burr Forman , Belinda Edwards , Lowenstein Sandler , Fred Pinckney , Terry Weiss , Fulton County Superior Court , Merrill Lynch , Financial Industry Regulatory Authority , Georgia Court , Exchange Commission , Bryson Holdings , Wells Fargo , Wall Street , Maynard Cooper , Georgia Judge Belinda Edwards , New York Law , Regulation And Compliance , Regulatory Reform ,

Ga. Appeals Court Revives Wells Fargo's FINRA Arbitral Award

The Georgia Court of Appeals has overturned a controversial ruling by a state trial judge who vacated an arbitration award in favor of Wells Fargo and prompted the Financial Industry Regulatory Authority to launch an independent review of its arbitration system. ....

United States , Brian Leggett , Rosie Manins , Fred Pinckney , Bryson Holdings , Resolution Services , Financial Industry Regulatory Authority , Wells Fargo , Georgia Court ,

Appeals Court Reverses Ruling Alleging 'Agreement' in Arbitration Case

The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo. ....

United States , Fulton County , Belinda Edwards , Christopher Gerold , Amanda Mercier , Fred Pinckney , Bill Singer , Brian Leggett , Nicole Iannarone , Shea Leordeanu , Lowenstein Sandler , Terry Weiss , Fulton County Superior Court , Mediation Committee , Financial Industry Regulatory Authority , National Arbitration , Georgia Court , Bryson Holdings , Georgia Appeals Court , Resolution Services , A Georgia Court , Wells Fargo , Jersey Bureau Of Securities , Judge Amanda Mercier , Drexel University , Elizabeth Warren ,

FINRA 'secret agreement' investigation probes Wells Fargo case

An independent investigation found no evidence of a pact with Wells Fargo’s attorney but omitted mention of the other big questions emanating from the case. ....

New York , United States , Fulton County , Jackie Knolhoff , Daniel Kolber , Terryr Weiss , Williamd Cohan , Robert Postell , Christopher Gerold , Robert Cook , Fred Pinckney , Brian Leggett , Erin Ann Daly , Ilene Gormly , Lowenstein Sandler , Michael Edmiston , Belinda Edward , Terry Weiss , Fulton County Superior Court , Merrill Lynch , Wells Fargo Clearing Services , Public Investors Advocate Bar Association , American Securities Administrators Association , New York Times , Bryson Holdings , Resolution Services ,