Financial Professionals Coalition seeks to help 'disenfranchised' advisors
Former Finra board member Stephen Kohn says the group will help advisors with questions about careers, disciplinary records and much else.
Source: investmentnews.com
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FINRA Board of Governors Elects Eric Noll as Chair
Press release content from Business Wire. The AP news staff was not involved in its creation.
Source: apnews.com
FINRA Board Of Governors Elects Eric Noll As Chair
<ul> <li><span>Linde Murphy Re-Elected as Small-Firm Governor</span></li> <li><span>Moira Kilcoyne and Fabiola Arredondo Appointed as New Public Governors</span></li> <li><span>Camille Busette and Ethiopis Tafara Re-Appointed as Public Governors</span></li> </ul>
Source: mondovisione.com
Report Finds "No Evidence" of Agreement Between Wells Fargo and FINRA
A law firm FINRA hired to investigate a Georgia arbitration dispute found 'no evidence' of a secret agreement between Wells Fargo counsel and FINRA.
Source: wealthmanagement.com
FINRA Seeks Advisory Committee Members - Press Release
Outreach Follows Recent Efforts to Expand Opportunities for Participation FINRA today issued Special Notice 3/31/22 to encourage securities industry p
Source: wiredprnews.com