Broker-dealer employee hit by SEC legal action
The SEC has taken legal action against Jordan Meadow, an employee of broker-dealer Spartan Capital Securities, for insider trading.
Source: investmentnews.com
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SEC Charges Stockbroker and Friend with Insider Trading
Washington, D.C.--(Newsfile Corp. - June 29, 2023) - The Securities and Exchange Commission today announced insider trading charges against Jordan Meadow, a registered representative for a New York-based
Source: benzinga.com
SEC Charges Clinical Drug Trial Investigator With Insider Trading
<p><span>The Securities and Exchange Commission today announced charges against Daniel V.T. Catenacci for insider trading in the securities of biotechnology company Five Prime Therapeutics, Inc. in advance of the company’s November 10, 2020 announcement that it had achieved positive drug trial results for its flagship cancer drug Bemarituzumab.</span></p>
Source: mondovisione.com