Decade-Old Arbitration Dustup Continues to Haunt FINRA
Sen. Elizabeth Warren and Rep. Katie Porter are pressing the regulator after a Georgia judge called the fairness of its arbitration process into question.
Source: wealthmanagement.com
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Court Vacates FINRA Award, Decrying 'Agreement' with Wells Fargo
A Georgia Superior Court vacated a FINRA arbitration award in Wells Fargo's favor, arguing its lead counsel unfairly manipulated the process.
Source: wealthmanagement.com