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Retiring in the next 5 years? Avoid these financial mistakes

The last few years before retirement can make or break what comes next.

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Excellence in Wealth Management: Marianne Caswell, Park Avenue Securities

Excellence in Wealth Management: Marianne Caswell, Park Avenue Securities
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IBD Elite 2023: The 15 largest independent brokerages

IBD Elite 2023: The 15 largest independent brokerages
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Finra fines B-D $30,000 over rep's medical marijuana biz

Finra fined Park Avenue Securities $30,000 for not knowing about and then failing to scrutinize a registered rep's medical cannabis business.

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Marianne Caswell

Marianne Caswell
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Marianne Caswell Named President of Park Avenue Securities

Press release content from PR Newswire. The AP news staff was not involved in its creation.
Marianne Caswell Named President of Park Avenue Securities
February 16, 2021 GMT
NEW YORK, Feb. 16, 2021 /PRNewswire/ -- The Guardian Life Insurance Company of America® (Guardian Life) today announced that Marianne Caswell has been named President of Park Avenue Securities, LLC. Park Avenue Securities is a registered broker-dealer, investment adviser and a direct, wholly-owned subsidiary of Guardian Life. Caswell is building a comprehensive wealth management platform to help financial advisors meet the wealth management needs of their clients. As the leader of the company’s wealth management business, she reports to Leyla Lesina, Senior Vice President and Head of Agency Distribution for Guardian Life.

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