Navigating the challenges of AI regulation
The increasing use of AI has led to some attempts at regulation, with the SEC releasing a 243-page proposal late last month on the topic.
Source: investmentnews.com
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Permanent remote supervision? Not so fast
The industry wants the SEC to speed its review of Finra's proposal on permanent remote supervision, but regulators have some concerns.
Source: investmentnews.com
Financial advisors must help investors access alternative investments
Financial advisors can step up and help investors with the varied nuance and complexity that can come with alternative investments.
Source: investmentnews.com
SEC's Peirce: Overcoming 'policy differences' takes work early in rulemaking
SEC commissioner Hester Peirce has first-hand experience to compare SEC chair Gensler's approach to that of his predecessor.
Source: investmentnews.com
