Charter to Pay $25 Million to Settle SEC Probe on Buybacks
By Mark Maurer Charter Communications agreed to pay $25 million to settle the Securities and Exchange Commission's claims that the cable giant violated rules...
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By Mark Maurer Charter Communications agreed to pay $25 million to settle the Securities and Exchange Commission's claims that the cable giant violated rules...
This year’s PLI Securities Regulation Institute was a source for a lot of useful information and interesting perspectives. Panelists discussed a variety of topics, including climate...
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In remarks this week before PLI’s 55th Annual Institute on Securities Regulation, SEC Commissioner Mark Uyeda shared his views about the disclosure rulemaking process. He observed that,...
It’s regulator-palooza in Washington today between DC Fintech Week and SIFMA’s annual meeting.