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Indian-American SP Kothari, who played a key role in raising the profile of Securities and Exchange Commission as its chief economist and director of the Division of Economic and Risk Analysis (DERA), would leave SEC by the end of January. As Chief Economist, S P has raised the profile of the SEC, both domestically and internationally, on a range of topics affecting investors and our markets, including within the President s Working Group on Financial Markets, the Financial Stability Oversight Council, and the Financial Stability Board, said SEC Chairman Jay Clayton. SP achieved this by providing that rare combination of sophisticated macroeconomic analysis and market pragmatism as well as a knack for making complicated economic and market commentary accessible to everyone, he said. ....
Synopsis “As Chief Economist, S P has raised the profile of the SEC, both domestically and internationally, on a range of topics affecting investors and our markets, including within the President s Working Group on Financial Markets, the Financial Stability Oversight Council, and the Financial Stability Board,” said SEC Chairman Jay Clayton. Under his leadership, DERA engaged across the entire range of the agency s mission areas, including rulemaking, examination, and enforcement. WASHINGTON: Indian-American SP Kothari, who played a key role in raising the profile of Securities and Exchange Commission as its chief economist and director of the Division of Economic and Risk Analysis (DERA), would leave SEC by the end of January. ....
Dalia Blass to Conclude Tenure as Director of the Division of Investment Management Washington, D.C. (Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers. The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development companies, unit investment trusts, variable insurance pr ....
SEC: Dalia Blass To Conclude Tenure As Director Of The Division Of Investment Management - Under Director Blass s Leadership, The Division Undertook Numerous Initiatives Benefitting Main Street Investors Date 22/12/2020 The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers. The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, cl ....
Under Director Blass s Leadership, the Division Undertook Numerous Initiatives Benefitting Main Street Investors FOR IMMEDIATE RELEASE Washington D.C., Dec. 22, 2020 The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers. The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development ....