MSRB looking to change continuing education rule
On Tuesday, the Municipal Securities Rulemaking Board filed a proposal with the SEC to changing Rule G-3, which governs continuing education requirements.
Source: bondbuyer.com
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Regulatory changes sparking organizational efforts
FINRA and MSRB actions are drawing broker-dealer firms to lobbying groups.
Source: bondbuyer.com
MSRB seeks comment on one-minute reporting requirement
The proposal may be less feasible for certain types of trades, market participants said, especially larger trades.
Source: bondbuyer.com
MSRB to seek comment on Rule G-14
The MSRB plans to issue a request for comment on its Rule G-14, in addition to publishing a summary of the comments on its request for information on ESG factors.
Source: bondbuyer.com
Challenges facing municipal advisors
Municipal advisors are seeking more and better communication from regulators and enforcers, NAMA Executive Director Susan Gaffney says. Kyle Glazier hosts. (24 minutes)
Source: bondbuyer.com