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Corona never registered with the Securities and Exchange Commission as an investment adviser. But under California law, Corona filed a Form ADV that SEC registered investment advisers must file, which made Corona subject to the Commission’s regulatory jurisdiction.
Gensler's focus on private funds was uncertain until now. This week he testified before subcommittee to U.S. House Appropriations Committee, that he has sought staff recommendations for increased private fund reporting and disclosure through Form ADV, Form PF, and other enhancements.