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SEC required to adopt Regulation S-ID by a provision in 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act, amended provision of Fair Credit Reporting Act of 1970 FCRA to add SEC and Commodity Futures Trading Commission to federal agencies must have red flag rules
American CryptoFed DAO to represent itself in litigation with the U.S. SEC over its 2021 Ducat and Locke token filings.
Corona never registered with the Securities and Exchange Commission as an investment adviser. But under California law, Corona filed a Form ADV that SEC registered investment advisers must file, which made Corona subject to the Commission’s regulatory jurisdiction.