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Financial industry trade groups have made moves to protest the SEC’s “Conflicts of Interest Associated with the Use of Predictive Data Analytics by…

A new survey from the legal technology company Clio found that clients tend to be “more optimistic” about the use of generative AI than the lawyers that represent them, according to a write-up of Clio’s findings in the ABA Journal. The tech company’s finding contrasts with a previous survey from Pew Research that determined public anxieties about AI to be a major hurdle for companies looking to utilize AI technology. Financial industry trade groups have made moves to protest the SEC’s “Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and...

The annual conference is devoted to market structure, but the scope has widened over the years. More than 800 will be in attendance at this year's meeting.

My last note touched on a recent SEC rule proposal regarding Predictive Data Analytics, and a speech by Chair Gary Gensler highlighting a number of…

On July 26, 2023, the Securities and Exchange Commission (“SEC”), in a 3-2 vote, issued a release (the “Release”) containing proposed rules to address conflicts of interest associated...