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FINRA Extends the "Maintaining Qualifications Program" Enrollment Window for Brokerage Reps U5'd Before March 15, 2022 | Goodwin

Previously registered representatives who missed the prior deadline now have until December 31, 2023 to enroll. Registered brokerage representatives historically had. ....

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Paragon Systems, Inc.--Costs

Paragon Systems, Inc., of Herndon, Virginia, requests that our Office recommend the agency reimburse it for the reasonable costs of filing and. ....

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NASAA model rules would let advisors maintain licenses for 5 years following registration lapse

The proposal mirrors FINRA's policy requiring annual continuing education. ....

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Pros, Cons of FINRA's 'Maintaining Qualifications Program'

What advisors need to know about FINRA's Maintaining Qualifications Program. ....

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Maintaining Qualifications Program Participation Terms of Use

The access and use of any information submission functions, content, materials, or services available on the Maintaining Qualifications Program (“MQP”) is conditioned upon the acceptance by you, without modification, of these terms of use, and the terms and conditions displayed at https://www.finra.org/terms-of-use are incorporated herein by reference (collectively, "Terms of Use"). Financial Industry Regulatory Authority, Inc. (“FINRA”) reserves any rights, privileges, or immunities not expressly granted under these Terms of Use.

Acceptance of These Terms ....

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